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The heart of NYU Wagner's programs is our faculty. An amalgam of full-time, clinical/research/visiting, and adjunct professors, they are outstanding teachers, expert researchers and committed practitioners.

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The Robert F. Wagner Graduate School of Public Service is home to research and policy centers, institutes, and initiatives that focus on solving urban problems and strengthening public policy and public service nationally and around the world.

The Financial Access Initiative (FAI) is a consortium of researchers at NYU, Yale, Harvard and IPA focused on finding answers to how financial sectors can better meet the needs of poor households.

Since its founding in 1994, the Furman Center for Real Estate and Urban Policy has become the leading academic research center in New York City devoted to the public policy aspects of land use, real estate development and housing.

The Institute for Civil Infrastructure Systems (ICIS) is a research and education center founded in January 1998, located at New York University's Robert F. Wagner Graduate School of Public Service, and directed by Professor Rae Zimmerman. ICIS promotes interdisciplinary approaches to planning, building, and managing the complex world of civil infrastructure systems to meet their social and environmental objectives.

A university-wide, multidisciplinary enterprise, the Institute for Education and Social Policy was founded by former Wagner Dean and NYU Executive Vice President Robert Berne, the Aaron Diamond Foundation's Norm Fruchter, and NYU Steinhardt School of Education Dean Ann Marcus. The Institute investigates urban education issues and studies the impact of public policy on students from poor, disadvantaged, urban communities.

New York University is proud to announce the establishment of the John Brademas Center for the Study of Congress at the Robert F. Wagner Graduate School of Public Service. The Center is named in honor of NYU President Emeritus and former Member of Congress, Dr. John Brademas.

The NYUAD Center for Global Public Service and Social Impact's mission is to advance international understanding and effective practice for strengthening the global public service as a driver of social impact in a constantly changing international environment. It is designed to support the entrepreneurial, effective and efficient production of public value by governments, nongovernmental organizations and private social ventures, by working through networks of scholars, opinion leaders and senior executives across the world.

Housed within the NYU Wagner Graduate School of Public Service, the Research Center for Leadership in Action (RCLA) creates collaborative learning environments that break down this isolation, foster needed connections and networks, and yield new and practical insights and strategies.

Established in 1996 at New York University's Robert F. Wagner Graduate School of Public Service, and named in September 2000 in recognition of a generous gift from civic leader Lewis Rudin, the Rudin Center for Transportation Policy & Management is currently led by Mitchell Moss.

The Mission
The purpose of the project is to create and convene an interdisciplinary network of thinkers and doers (the "Network") that could help with making the transition from closed-and-centralized to open-and-collaborative institutions of governance.

The Berman Jewish Policy Archive at NYU's Robert F. Wagner Graduate School of Public Service is a central address for Jewish communal and social policy, both on the web and in its home at NYU Wagner. Named for its principal funder, The Berman Foundation, BJPA's primary focus is on making the vast amount of policy-relevant material accessible and available to all those who seek it.

Global forces are dramatically changing the environments of children, youth and adults both in the United States and throughout the world. First- and second-generation immigrant children are on their way to becoming the majority of children in the U.S., bringing linguistic and cultural diversity to the institutions with which they come in contact.

NYU Wagner is affiliated with the Nathan Kline Institute, the National Hispanic Health Foundation, and the Transatlantic Policy Consortium.

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Ranked #6 in Public Affairs by U.S. News & World Report, the Robert F. Wagner Graduate School of Public Service educates the future leaders of public, nonprofit, healthcare and private sector organizations addressing the world's critical issues.

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Students who wish to take only a few courses at Wagner must apply as a non-degree student by the appropriate deadlines; however, non-degree and advanced certificate applicants are not eligible for scholarship consideration.

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Capstone is learning in action. Part of the core curriculum of the MPA and MUP programs at NYU Wagner, the Capstone program combines critical learning with an opportunity to perform a public service.

The flexible and fluid world of public service requires a broad and transferable education. Housed in a school of public service, rather than a school of public policy or public affairs, the Master of Public Administration in Public and Nonprofit Management and Policy program at NYU Wagner educates professionals committed to public service in all sectors.

NYU Wagner's Health Policy and Management program has been recognized as one of the best in the country. Located in a school of public service rather than in a medical or public health school, our program crosses traditional boundaries, linking management, finance, and policy, and provides students with the cutting-edge concepts and skills needed to shape the future of health policy and management.

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Publications

Forthcoming

Mees, Heleen. NY Service Economy - A Template for a Future Suburbia. Here, There, Everywhere, DroogLab Amsterdam,.

show/hide forthcoming publications...

2013

P.H. Chau, Jean Wook, M.K. Gusmano, and V.G. Rodwin Hong Kong and Other World Cities. In Aging in Hong Kong (pp. 5 - 30). Springer Publishing Company. Download Book Chapter
Abstract

With population aging and increasing urbanization, it is important to examine the quality of life of older people living in cities, in particular world cities. However, few comparative studies of world cities examine their health, long-term care systems, or the characteristics of their older populations. To assess how well world cities are addressing the challenges associated with aging populations, it is helpful to review comparable data on the economic and health status of older persons, as well as the availability and use of health, social, and long-term care services. By extending the work of the “CADENZA: A Jockey Club Initiative for Seniors†Project and the World Cities Project, this chapter compares three world cities—Hong Kong, New York City, and London. The three world cities are similar in the size and proportion of their older populations, but the characteristics of older people and the health and long-term care systems available to them differ in signiï¬cant ways. These comparisons reveal how Hong Kong, New York City, and London are responding to a rapidly aging population. They should be valuable to other cities that face the challenges of population aging.

2012

Angel, Shlomo, Jason Parent, Daniel L. Civco, and Alejandro M. Blei Atlas of Urban Expansion. Lincoln Institute of Land Policy. View Online
Abstract

At a time when the world’s cities are bursting with massive increases in population, the Atlas of Urban Expansion is a comprehensive guide to the past and future characteristics of metropolitan growth. In 2010 more than half of the world’s total population lived in cities, and this share is expected to increase to 70 percent or more by 2050. The world’s urban population is expected to increase from 3.5 billion in 2010 to 6.2 billion in 2050, and almost all of this growth is expected to take place in less-developed countries. Cities in developed countries will add only 160 million people to their populations during this period, while Cities in developing countries will need to absorb 15 times that number, or close to 2.6 billion people, thereby doubling their total urban population of 2.6 billion in 2010. Given the expected decline in urban densities, these cities are likely to more than triple their developed land areas by 2050.

Increased global awareness is needed to better understand and plan for this massive expansion of cities in developing countries, Angel says. Local and national governments, civic institutions, international organizations, and concerned citizens must make minimum adequate preparations. For example, it is vital that cities acquire the rights-of-way for arterial roads that can carry public transport and trunk infrastructure and protect selected open spaces from encroachment in advance of the coming expansion.

The main objective of this Atlas of Urban Expansion is to increase understanding and help residents, policy makers, and researchers around the world come to terms with the expected global urban expansion in the coming decades. The call to action is urgent, as the urbanization process now underway will be largely completed by the end of the 21st century. “Most people who desire to live in urban areas will already be in them by 2100, but by that time it will be too late to act,” Angel says. “If the land required for public works or public open spaces is not protected from encroachment before it is developed, it will be next to impossible to ensure the orderly development of cities to make them more efficient, more equitable, and more sustainable.”

The Atlas in book form introduces the project and presents two sets of full-color maps and a set of raw data tables. The first map section contains pairs of urban land cover maps from circa 1990 and 2000, representing a global sample of 120 cities. The second map section includes composite maps of a global representative sample of 30 cities, showing the historical expansion of their urbanized areas from 1800 to 2000. In both sections, the maps shown are paired with numerical and graphical data, making it possible to compare cities in terms of their metric values on key attributes of urban expansion. The third section contains four extensive tables of urban, national, and regional data for each of the 120 cities.

Been, V., S. Dastrup, I.G. Ellen, B. Gross, A. Hayashi, S. Latham, M. Lewit, J. Madar, V. Reina, M. Weselcouch, and M. Williams. State of New York City's Housing and Neighborhoods 2011. Furman Center for Real Estate and Urban Policy, New York University. View report
Abstract

The Furman Center is pleased to present the 2011 edition of the State of New York City’s Housing and Neighborhoods. In this annual report, the Furman Center compiles statistics on housing, demographics and quality of life in the City, its five boroughs and 59 community districts.This year we examine the distribution of the burden of New York City’s property tax, analyze the changing racial and ethnic makeup of city neighborhoods, evaluate the state of mortgage lending in New York City, and compare federally-subsidized housing programs across the five most populous U.S. cities.

Calabrese, Thad, and Deborah A. Carroll Nonprofit Exemptions and Homeowner Property Tax Burden. Public Finance and Management 12(1): 21-50.
Abstract

This paper examines the question of whether there is any correlation between the prevalence of nonprofit organizations with property, plant, and equipment exempt from property taxation and the property tax burden for homeowners. Data from the Tax Foundation and Internal Revenue Service was used to analyze general-purpose local governments within larger counties (populations greater than 65,000) in the United States for years 2005 and 2006. Several econometric specifications were used to estimate homeowner property tax burden as a function of the value of nonprofit fixed assets, government tax structure characteristics, and a series of control variables. Our estimates suggest that county geographies with greater presence of nonprofits tend to have higher homeowner tax burdens on average. Specifically, the value of nonprofit tax-exempt fixed assets within a county geography that is 10% above the mean of $15.4 million is generally associated with a median property tax paid by homeowners as a % of household income that is between 0.0009% and 0.0154% above the mean or between $2 and $24 higher on average. The median property tax paid as a % of homeowner’s home value would be between 0.0006% and 0.0069% above the mean or between $3 and $12 higher on average. Overall, we find a strong, positive correlation between nonprofit fixed assets and property tax burden for homeowners at the local level.

Klinenberg, Eric. Going Solo: The Extraordinary Rise and Surprising Appeal of Living Alone. Penguin Press, 2012.

Mees, Heleen. U.S. Monetary Policy and the Housing Bubble. Journal of Monetary Economics.

P. Chau, J. Woo, M. Gusmano, D. Weisz, and Rodwin, V. Growing Older in Hong Kong, New York and London. The Hong Kong Jockey Club Charities Trust. Hong Kong, 2012. View/Download Report
Abstract

Declining birth rates, increasing longevity and urbanization have created a new challenge for cities: how to respond to an ageing population. Although population ageing and urbanization are not new concerns for national governments around the world, the consequences of these trends for quality of life in cities has only recently started to receive attention from policy makers and researchers. Few comparative studies of world cities examine their health or long-term care systems; nor have comparisons of national systems for the provision of long-term care focused on cities, let alone world cities.

By extending the work of the CADENZA and World Cities Projects , this report investigates how three world cities -- Hong Kong, New York and London -- are coping with this challenge. These world cities are centers of finance, information, media, arts, education, specialized legal services and advanced business services, and contribute disproportionate shares of GDP to their national economies. But are these influential centers prepared to meet the challenge posed by the “revolution of longevity?” How will these world cities accommodate this revolutionary demographic change? Are they prepared to implement the health and social policy innovations that may be required to serve their residents, both old and young? Will they be able to identify the new opportunities that increased longevity may offer? Can they learn from one another as they seek to develop creative solutions to the myriad issues that arise? Finally, can other cities learn from the experience of these three cities as they confront this challenge?

To address these questions, we examine comparable data on the economic and health status of older persons, as well as the availability and use of health, social and long-term care across and within these cities. In the report “How Well Are Seniors in Hong Kong Doing? An International Comparison”, a first attempt was made to compare the situation in Hong Kong with five economically developed countries. This report extends this study by comparing the situation in Hong Kong with two other world cities—New York City and London, which are more comparable in terms of population size and economic characteristics.

Silver D, Holleman M, Mijanovich T, and BC Weitzman. How Residential Mobility and School Choice Challenge Assumptions of Neighborhood Place-Based Interventions. American Journal of Health Promotion, 26(3): 180-183. View/download article
Abstract

Purpose. Explore the importance of residential mobility and use of services outside neighborhoods when interventions targeting low-income families are planned and implemented.

Design. Analysis of cross-sectional telephone household survey data on childhood mobility and school enrollment in four large distressed cities.

Setting. Baltimore, Maryland; Detroit, Michigan; Philadelphia, Pennsylvania; and Richmond, Virginia.

Subjects. Total of 1723 teens aged 10 to 18 years and their parents.

Measures. Continuous self-report of the number of years parents lived in the neighborhood of residence and city; self-report of whether the child attends school in their neighborhood; and categorical self report of parents' marital status, mother's education, parent race, family income, child's age, and child's sex.

Analysis. Chi-square and multivariate logistic regression.

Results. In this sample, 85.2% of teens reported living in the city where they were born. However, only 44.4% of black teens lived in neighborhoods where they were born, compared with 59.2% of white teens. Although 50.3% of black teens attended schools outside of their current neighborhoods, only 31.4% of whites did. Residential mobility was more common among black than white children (odds ratio  =  1.82; p < .001), and black teens had 43% lesser odds of attending school in their home communities.

Conclusions. Mobility among low-income and minority families challenges some assumptions of neighborhood interventions premised on years of exposure to enriched services and changes in the built environment.

2011

Aber, J.L., & L.B. Rawlings. North-South Knowledge Sharing on Incentive-based Conditional Cash Transfer Programs. SP Discussion Paper No. 1101. Washington, DC: The World Bank. Download report
Abstract

Over the last decade, Conditional Cash Transfer (CCT) programs have become one of the most widely adopted anti-poverty initiatives in the developing world. Inspired particularly by Mexico's successful program, CCTs are viewed as an effective way to provide basic income support while building children's human capital. These programs have had a remarkable global expansion, from a handful programs in the late 1990s to programs in close to 30 countries today, including a demonstration program in the United States. In contrast to many other safety net programs in developing countries, CCTs have been closely studied and well evaluated, creating both a strong evidence base from which to inform policy decisions and an active global community of practice. This paper first reviews the emergence of CCTs in the context of a key theme in welfare reform, notably using incentives to promote human capital development, going beyond the traditional focus on income support. The paper then examines what has been learned to date from the experience with CCTs in the South and raises a series of questions concerning the relevance and replicability of these lessons in other contexts. The paper concludes with a call for further knowledge sharing in two areas: between the North and South as the experience with welfare reform and CCTs in particular expands, and between behavioral science and welfare policy.

Grépin, Karen A, Leach-Kemon, Katherine , Schneider, Matthew, Sridhar, Devi. How to do (or not to do) ... Tracking data on development assistance for health. Health Policy Plan. (2011)doi: 10.1093/heapol/czr076First published online: December 8, 2011. View Publication.
Abstract

Development assistance for health (DAH) has increased substantially in recent years and is seen as important to the improvement of health and health systems in developing countries. As a result, there has been increasing interest in tracking and understanding these resource flows from the global health community. A number of datasets, each with its own strengths and weaknesses, are available to track DAH. In this article we review the available datasets on DAH and summarize the strengths and weaknesses of each of these datasets to help researchers make the best choice of which to use to inform their analysis. Finally, we also provide recommendations about how each of these datasets could be improved.

 

LSE Cities, Victor G. Rodwin Urban Age Conference Report. Urban Age Conference on Health and Cities - Hong Kong, November, 2011. View/Download Report
Abstract

Cities are critical sites for enquiry and action in relation to health and well-being. With up to 70 per cent of the world’s population estimated to be living in urban areas by 2050 1 , global health will be determined increasingly in cities. As Africa and Asia become the locus of urbanisation, researchers and policy-makers are increasingly contextualising, questioning or even moving beyond the urban health knowledge and approaches we have developed over the past century mainly in Western Europe and North America. The existence of significant urban health inequalities even within rich cities, often stubbornly resisting the efforts of public policy to reduce them, also continue to demand our attentions. In response to these challenges, the 2011 Urban Age Hong Kong conference, organized by the London School of Economics and Political Science and the Alfred Herrhausen Society in partnership with the University of Hong Kong, brought together over 170 planners, architects, sociologists, medical doctors, public health experts and economists from 36 cities and 22 countries to help identify the routes through which new meanings, methods and interventions for health and well-being might be developed for greater effect in today’s cities.

Sharkey, Patrick and Felix Elwert. The Legacy of Disadvantage: Multigenerational Neighborhood Effects on Cognitive Ability. American Journal of Sociology 116: 1934-1981. View article
Abstract

This study examines how the neighborhood environments experienced over multiple generations of a family influence children's cognitive ability. Building on recent research showing strong continuity in neighborhood environments across generations of family members, the authors argue for a revised perspective on “neighborhood effects” that considers the ways in which the neighborhood environment in one generation may have a lingering impact on the next generation. To analyze multigenerational effects, the authors use newly developed methods designed to estimate unbiased treatment effects when treatments and confounders vary over time. The results confirm a powerful link between neighborhoods and cognitive ability that extends across generations. A family's exposure to neighborhood poverty across two consecutive generations reduces child cognitive ability by more than half a standard deviation. A formal sensitivity analysis suggests that results are robust to unobserved selection bias.

2010

Garde, A., Saphores, J.D., Matthew, R. & K. Day. Sustainable neighbourhood development: Insights from Southern California. Environment and Planning B: Planning and Design 37(3) 387 – 407.
Abstract

We examine the diffusion of sustainable planning and design concepts into neighbourhood development projects, based on findings of a survey of planners in all 180 cities of five Southern California counties. Sustainable neighbourhood development has particular significance in Southern California owing to the regions’s rapid growth. We compare ‘typical’ and ‘innovative’ neighbourhood developments to determine whether sustainable planning and design concepts are being incorporated in these projects. Although planners agree that ‘innovative’ projects are more likely than ‘typical’ projects to incorporate sustainable planning and design concepts, sustainability is not a high priority even in innovative neighbourhood projects. Our respondents identified significant barriers to and limited opportunities for encouraging sustainable neighbourhood development. These trends in planning and design appear likely to continue unless strong policy and other mechanisms are adopted to encourage sustainable neighbourhood development. The paper concludes with recommendations to promote more sustainable neighbourhood development.

Hollender, Jeffrey, with Alexandra Zissu. Planet Home: Conscious Choices for Cleaning and Greening the World You Care About Most. New York: Clarkson Potter/Publishers, 2010. Print.
Abstract

FROM THE COFOUNDER OF SEVENTH GENERATION, the most trusted brand in environmentally friendly household products, comes this indispensable guide to maintaining absolutely everything in the home in a natural, nontoxic way. Jeffrey Hollender leads you through each room of the house with straightforward advice, comprehensive checklists, quick tips, and unparalleled resources while revealing the hidden repercussions of daily routines that most of us take for granted. From improving air quality in your bedroom to avoiding mildew in the bathroom, from sourcing local or organic food to safely laundering your clothes, Planet Home offers invaluable information for making conscious decisions for your family, your neighbors, and our shared planet home.

With additional information on power, garbage and recycling, air quality, and community activism, this book goes a step further to describe how any household is part of a much larger system. Planet Home offers a unique, comprehensive, educational, and easy approach to helping you and your family lead healthier lives as we collectively protect and maintain our shared resources for many years to come.

Schwartz, A.E., Stiefel, L. & Zabel, J. Aggregation, Sample Composition, and Measurement Issues Involved in Estimating School Effects. Learning from Longitudinal Data in Education. J. Hannaway, Ed., Urban Institute Press.

Sharkey, Patrick and Robert J. Sampson. Destination Effects: Residential Mobility and Trajectories of Adolescent Violence in a Stratified Metropolis. Criminology 48: 639-681. Download article
Abstract

Two landmark policy interventions to improve the lives of youth through neighborhood mobility—the Gautreaux program in Chicago and the Moving to Opportunity (MTO) experiments in five cities—have produced conflicting results and have created a puzzle with broad implications: Do residential moves between neighborhoods increase or decrease violence, or both? To address this question, we analyze data from a subsample of adolescents ages 9–12 years from the Project on Human Development in Chicago Neighborhoods, a longitudinal study of children and their families that began in Chicago—the site of the original Gautreaux program and one of the MTO experiments. We propose a dynamic modeling strategy to separate the effects of residential moving across three waves of the study from dimensions of neighborhood change and metropolitan location. The results reveal countervailing effects of mobility on trajectories of violence; whereas neighborhood moves within Chicago lead to an increased risk of violence, moves outside the city reduce violent offending and exposure to violence. The gap in violence between movers within and outside Chicago is explained not only by the racial and economic composition of the destination neighborhoods but also by the quality of school contexts, adolescents' perceived control over their new environment, and fear. These findings highlight the need to simultaneously consider residential mobility, mechanisms of neighborhood change, and the wider geography of structural opportunity.

Sharkey, Patrick. The Acute Effect of Local Homicides on Children's Cognitive Performance. Proceedings of the National Academy of Sciences 107(26):11733-11738. View article
Abstract

This study estimates the acute effect of exposure to a local homicide on the cognitive performance of children across a community. Data are from a sample of children age 5–17 y in the Project on Human Development in Chicago Neighborhoods. The effect of local homicides on vocabulary and reading assessments is identified by exploiting exogenous variation in the relative timing of homicides and interview assessments among children in the same neighborhood but assessed at different times. Among African-Americans, the strongest results show that exposure to a homicide in the block group that occurs less than a week before the assessment reduces performance on vocabulary and reading assessments by between ∼0.5 and ∼0.66 SD, respectively. Main results are replicated using a second independent dataset from Chicago. Findings suggest the need for broader recognition of the impact that extreme acts of violence have on children across a neighborhood, regardless of whether the violence is witnessed directly.

2009

Brownson, R.C., Hoehner, C.M., Day, K., Forsyth, A. & J.F. Sallis. Measuring the built environment for physical activity: State of the science. American Journal of Preventive Medicine, 36 (4S), S99–S123.
Abstract

Physical inactivity is one of the most important public health issues in the U.S. and internationally. Increasingly, links are being identified between various elements of the physical—or built—environment and physical activity. To understand the impact of the built environment on physical activity, the development of high-quality measures is essential. Three categories of built environment data are being used: (1) perceived measures obtained by telephone interview or self-administered questionnaires; (2) observational measures obtained using systematic observational methods (audits); and (3) archival data sets that are often layered and analyzed with GIS. This review provides a critical assessment of these three types of built-environment measures relevant to the study of physical activity. Among perceived measures, 19 questionnaires were reviewed, ranging in length from 7 to 68 questions. Twenty audit tools were reviewed that cover community environments (i.e., neighborhoods, cities), parks, and trails. For GIS-derived measures, more than 50 studies were reviewed. A large degree of variability was found in the operationalization of common GIS measures, which include population density, land-use mix, access to recreational facilities, and street pattern. This first comprehensive examination of built-environment measures demonstrates considerable progress over the past decade, showing diverse environmental variables available that use multiple modes of assessment. Most can be considered first-generation measures, so further development is needed. In particular, further research is needed to improve the technical quality of measures, understand the relevance to various population groups, and understand the utility of measures for science and public health.

Ellen, I.G. & O'Regan, K. Crime and US Cities: Recent Patterns and Implications. Annals of the American Academy of Social and Political Science.  The Shape of the New American City.

Gershoff, E.T., Pederson, S. & J.L. Aber. Creating Neighborhood Typologies of GIS-Based Data in the Absence of a Neighborhood-Based Sampling: A Factor and Cluster Analytic Strategy. Journal of Prevention & Intervention in the Community, 37(1): 35-47. View/download article
Abstract

This article describes an innovative means of identifying a neighborhood typology that can be used for analyses of individual-level data that were not obtained through neighborhood-based sampling. A two-step approach was employed. First, exploratory factor analysis was used to reduce the number of neighborhood indicators to five clear factors of neighborhood characteristics. Second, a cluster analytic procedure was used to identify neighborhood types based on the five factors. These analyses resulted in a parsimonious solution of five distinct neighborhood clusters, or types, that constituted a manageable number of categories that could be used for future analyses of individuals grouped within neighborhood types. This method is a promising way to conduct neighborhood impact analyses that maximize the ability of researchers to characterize neighborhoods accurately (without sampling at the neighborhood level) while retaining the ability to conduct analyses of participants grouped within types of neighborhoods.

Mason, C.N. & Salas, D. Making Ends Meet: Women and Poverty in New York City. .
Abstract

 In March 2009, The Network in collaboration with the New York Women's Foundation will release a new report on women living in poverty in New York City.  The dynamic study will include qualitative data as well as narratives from women about the impact of poverty on communities and families.  The report will help inform funding priorities for the Foundation.

Morduch, J., Cull, R. & Demirguc-Kunt, A. Microfinance Meets the Market. February Journal of Economic Perspectives 23(1), Winter:  167-192.
Abstract

In this paper, we examine the economic logic behind microfinance institutions and consider the movement from socially oriented nonprofit microfinance institutions to for-profit microfinance. Drawing on a large dataset that includes most of the world's leading microfinance institutions, we explore eight questions about the microfinance "industry": Who are the lenders? How widespread is profitability? Are loans in fact repaid at the high rates advertised? Who are the customers? Why are interest rates so high? Are profits high enough to attract profit-maximizing investors? How important are subsidies? The evidence suggests that investors seeking pure profits would have little interest in most of the institutions we see that are now serving poorer customers. We will suggest that the future of microfinance is unlikely to follow a single path. The recent clash between supporters of profit-driven Banco Compartamos and of the Grameen Bank with its "social business" model offers us a false choice. Commercial investment is necessary to fund the continued expansion of microfinance, but institutions with strong social missions, many taking advantage of subsidies, remain best placed to reach and serve the poorest customers, and some are doing so at a massive scale. The market is a powerful force, but it cannot fill all gaps.

Ospina, S. Weaving Color Lines: Race, Ethnicity, and the Work of Leadership in Social Change Organizations. Leadership, Vol 5, Issue 2, December 2009.

Sharkey, Patrick. Neighborhoods and the Black-White Mobility Gap. Washington, D.C.: The Economic Mobility Project: An Initiative of The Pew Charitable Trusts. View Report

2008

Blustein, J. Who Is Accountable for Racial Equity in Health Care? Journal of the American Medical Association. Vol. 299 No.7, February 20: 814-816.
Abstract

Racial disparities are a ubiquitous feature of the US medical landscape, with health care delivery substantially segregated by race/ethnicity. Recent evidence from hospitals,1-3 nursing homes,4-5 and physicians' offices6 suggests that those caring for minority patients do not perform as well as those who care for nonminority patients, on average. This evidence is troubling but hardly surprising because the limited resources of those who care for the poor have helped to create and sustain racial disparities. As the United States enters an era of accountability in health care, it is time to consider these familiar circumstances from a new perspective.

Ellen, I.G., Schuetz, J. & Been, V. The Neighborhood Effects of Concentrated Foreclosures. Journal of Housing Economics, 17(4): 306-319.
Abstract

As the national mortgage crisis has worsened, an increasing number of communities are facing declining housing prices and high rates of foreclosure. Central to the call for government intervention in this crisis is the claim that foreclosures not only hurt those who are losing their homes to foreclosure, but also harm neighbors by reducing the value of nearby properties and in turn, reducing local governments’ tax bases. The extent to which foreclosures do in fact drive down neighboring property values has become a crucial question for policy-makers. In this paper, we use a unique dataset on property sales and foreclosure filings in New York City from 2000 to 2005 to identify the effects of foreclosure starts on housing prices in the surrounding neighborhood. Regression results suggest that above some threshold, proximity to properties in foreclosure is associated with lower sales prices. The magnitude of the price discount increases with the number of properties in foreclosure, but not in a linear relationship.

Iskander, N. & Bentaleb N. Assets, Agency, and Engagement in Community Driven Development: The Case of a Moroccan Community. The Roles of Assets and Agency in explaining community-driven development, Coady International Institute.

Jones, S.M., Brown, J.L., & J.L. Aber. Classroom Settings as Targets of Intervention and Research. In M. Shinn & H. Yoshikawa (Eds.) Toward Positive Youth Development: Transforming Schools and Community Programs (pp 58-77).  UK: Oxford University PRess, Inc.

Light, P.C. The Search for Social Entrepreneurship. Brookings Institution Press.
Abstract

Research on social entrepreneurship is finally catching up to its rapidly growing potential. In The Search for Social Entrepreneurship, Paul Light explores this surge of interest to establish the state of knowledge on this growing phenomenon and suggest directions for future research. Light begins by outlining the debate on how to define social entrepreneurship, a concept often cited and lauded but not necessarily understood. A very elemental definition would note that it involves individuals, groups, networks, or organizations seeking sustainable change via new ideas on how governments, nonprofits, and businesses can address significant social problems. That leaves plenty of gaps, however, and without adequate agreement on what the term means, we cannot measure it effectively. The unsatisfying results are apple-to-orange comparisons that make replication and further research difficult. The subsequent section examines the four main components of social entrepreneurship: ideas, opportunities, organizations, and the entrepreneurs themselves. The copious information available about each has yet to be mined for lessons on making social entrepreneurship a success. The third section draws on Light’s original survey research on 131 high-performing nonprofits, exploring how they differ across the four key components. The fourth and final section offers recommendations for future action and research in this burgeoning field.

Merzel C, J Moon-Howard, D Dickerson, D Ramjohn, and N VanDevanter. Making the connections: community capacity for tobacco control in an urban African American community. American Journal of Community Psychology. 41:74-88. Download article
Abstract

Developing community capacity to improve health is a cornerstone of community-based public health. The concept of community capacity reflects numerous facets and dimensions of community life and can have different meanings in different contexts. This paper explores how members of one community identify and interpret key aspects of their community's capacity to limit the availability and use of tobacco products. Particular attention is given to examining the interrelationship between various dimensions of community capacity in order to better understand the processes by which communities are able to mobilize for social change. The study is based on qualitative analysis of 19 in-depth interviews with key informants representing a variety of community sectors in Harlem, New York City. Findings indicate that the community is viewed as rich in human and social resources. A strong sense of community identity and connectedness underlies this reserve and serves as a catalyst for action.

Morduch, J. & Collins, D. Banking Low-Income Populations: Perspectives from South Africa. Insufficient Funds:  Savings, Assets, Credit and Banking Anomg Low-Income Households.  New York:  Russell Sage, .

Morduch, J. & Durlauf, S., Blume, L. Micro-Credit. New Palgrave Dictionary of Economics Second Edition.  Palgrave Macmillan. 2008.
Abstract

Written by 1506 eminent contributors, this new edition of The New Palgrave Dictionary of Economics retains many classic essays of enduring importance and contains 1,872 articles. Published in eight print volumes and for the first time in online format, this is the definitive scholarly reference work for a new generation of economists.

Sharkey, P. The Intergenerational Transmission of Context. American Journal of Sociology, Jan 2008, Vol. 113 Issue 4, p931-969, 39p.
Abstract

This article draws on the extensive literature on economic and social mobility in America to examine intergenerational contextual mobility, defined as the degree to which inequalities in neighborhood environments persist across generations. PSID data are analyzed to reveal remarkable continuity in neighborhood economic status from one generation to the next. The primary consequence of persistent neighborhood stratification is that the racial inequality in America's neighborhoods that existed a generation ago has been transmitted, for the most part unchanged, to the current generation. More than 70% of black children who grow up in the poorest quarter of American neighborhoods remain in the poorest quarter of neighborhoods as adults, compared to 40% of whites. The results suggest that racial inequality in neighborhood economic status is substantially underestimated with short-term measures of neighborhood income or poverty and, second, that the steps taken to end racial discrimination in the housing and lending markets have not enabled black Americans to advance out of America's poorest neighborhoods.

Shinn M, Schteingart JS, Williams NP, Carlin-Mathis J, Bialo-Karagis N, Becker-Klein R, and BC Weitzman. Long-term associations of homelessness with children’s well-being. American Behavioral Scientist 51(6): 789-809. View/download article
Abstract

To analyze long-term consequences of homelessness, the authors compared 388 formerly homeless children 55 months after shelter entry with 382 housed peers, birth to 17, using mother- and child-reported health, mental health, community involvement, cognitive performance, and educational records. Both groups scored below cognitive and achievement norms. Small group differences favored housed 4- to 6-year-olds on cognition and 4- to 10-year-olds on mental health only. Child care and recent stressful events, which were high, were as or more important than prior homelessness. Only children living with mothers were included, potentially biasing results. Policy implications are discussed.

Shinn, M., Schteingart, J.S., Williams, N.P., Carlin-Mathis, J., Bialo-Karagis, N.,Becker-Klein, R. & Weitzman, B.C. Long-Term Associations of Homelessness with Children's Well-Being. American Behavioral Scientist, Feb 2008, Vol. 51 Issue 6, p789-809, 21p.
Abstract

To analyze long-term consequences of homelessness, the authors compared 388 formerly homeless children 55 months after shelter entry with 382 housed peers, birth to 17, using mother- and child-reported health, mental health, community involvement, cognitive performance, and educational records. Both groups scored below cognitive and achievement norms. Small group differences favored housed 4- to 6-year-olds on cognition and 4- to 10-year-olds on mental health only. Child care and recent stressful events, which were high, were as or more important than prior homelessness. Only children living with mothers were included, potentially biasing results. Policy implications are discussed.

2007

Fritzen, Scott. Can the design of community-driven development reduce the risk of elite capture? Evidence from Indonesia. World Development 35(8): 1359-1375. Download Article
Abstract

Community-Driven Development (CDD) projects have motivated both large amounts of funding from international development agencies and a number of general critiques centering on the potential susceptibility of decentralized projects to local elite capture. Drawing on case analysis and surveys fielded in 250 Indonesian sub-districts, this paper subjects the design logic of a CDD project to close empirical testing. Results suggest that while CDD projects can help create spaces for a broader range of elite and non-elite community leaders to emerge, elite control of project decision-making is pervasive. However, its effects can be influenced by project-initiated accountability arrangements, such as democratic leadership selection.

Kersh, R. Civic Engagement & National Belonging. International Journal of Public Administration and Management .
Abstract

In his essay “All Community Is Local,” political scientist William Schambra urges that researchers and activists “direct our gaze away from the failed project of national community and focus once again on the churches, voluntary associations, and grass-roots groups that are rebuilding America’s civil society one family, one block, one neighborhood at a time.” Schambra’s is a rather extreme version of a view expressed by many theorists of citizenship, as well as by political figures from both right and left: that the nation is too distant from most people’s lives (or its governing officials too impersonal or corrupt) to inspire a sense of shared purposes or civic spirit. Only intense local involvement yields rightly-constituted citizens, and small communities are the likeliest realm for realizing the public good.[1]

Light, P.C. Reshaping Social Entrepreneurship. Stanford Social Innovation Review, Fall, . View publication
Abstract

Social entrepreneurship has come to be synonymous with the individual visionary - the risk taker who goes against the
tide to start a new organization to create dramatic social change. The problem with focusing so much attention
on the individual entrepreneur is that it neglects to recognize and support thousands of other individuals, groups, and organizations that are crafting solutions to troubles around the globe.

Schwartz, A.E., Ellen, I.G. & Meltzer, R. What Do Business Improvement Districts Do for Property Owners? . Proceedings of the Annual Conference on Taxation, p431-437, 7p.
Abstract

The article discusses the implication of business improvement districts (BIDS) to property owners in the U.S. The scheme first arrived in the country in mid-1970s when urban centers were losing both residents and businesses to suburbs. Such scheme is beneficial to companies because it delivers fair basic services such as security, maintenance, marketing and capital improvements.

2006

Kaplan S.A., Calman N.S., Golub M., Ruddock C. & Billings J. Fostering Organizational Change Through a Community-Based Initiative. Health Promotion Practice 2006; 7:1-10.
Abstract

Program funders and managers are increasingly interested in fostering changes in the policies, practices, and procedures of organizations participating in community-based initiatives. But little is know about what factors contribute to the institutionalization of change. In this study, we assess whether the organizational members of the Bronx Health REACH Coalition have begun to change their functioning and role with regard to their clients, their staff, and in the broader community, apart from their implementation of the funded programs for which they are responsible. The study identifies factors that seemed to contribute to or hinder such institutional change, and suggests several strategies for coalitions and funders that are seeking to promote and sustain organizational change.

Kaplan S.A., Calman, N.S., Golub M., Davis J.H. & Billings, J. The Role of Faith-Based Institutions in Providing Health Education and Promoting Equal Access to Care: A Case Study of an Initiative in the Southwest Bronx. Journal of Health Care for the Poor and Underserved 2006; 17.2: 9-19.
Abstract

Although many public health initiatives have been implemented through collaborations with faith-based institutions, little is known about best practices for developing such programs. Using a community-based participatory approach, this case study examines the implementation of an initiative in the Bronx, New York, that is designed to educate community members about health promotion and disease management and to mobilize church members to seek equal access to health care services. The study used qualitative methods, including the collaborative development of a logic model for the initiative, focus groups, interviews, analysis of program reports, and participant observation. The paper examines three key aspects of the initiative’s implementation: (1) the engagement of the church leadership; (2) the use of church structures as venues for education and intervention; and (3) changes in church policies. Key findings include the importance of pre-existing relationships within the community and the prominent agenda-setting role played by key pastors, and the strength of the Coalition’s dual focus on health behaviors and health disparities. Given the churches’ demonstrated ability to pull people together, to motivate and to inspire, there is great potential for faith-based interventions, and models developed through such interventions, to address health disparities.

Kersh, R. Lobbyists & the Provision of Political Information. Interest Group Politics, edited by Burdett Loomis & Allan Cigler, 7th ed. Congressional Quarterly Press. View Book
Abstract

Interest Group Politics presents a broad spectrum of scholarship on interest groups past and present. In a time of partisan parity, when control of Congress is always within reach of the minority party at the next election, interest groups have every incentive to keep the pressure on. And they do. But the imbalance of influence that tilts toward moneyed interests is one of the cornerstones of the political system.

What does this mean for equal representation? In nineteen chapters, noted political scientists explore the role of money, technology, grassroots lobbying, issue advocacy advertising, and much more in interest group influence. Students will learn how the National Rifle Association has become one of the most effective lobbying groups in America, what opportunities the openness of the American political process has offered ethnic groups both within and outside the United States, how the role of interest groups in elections has changed (including 527's), what effect religious organizations had in the 2004 elections, and how interest groups affect Supreme Court nominations.

Kersh, R. Interest-Group Lobbying in New York State. Governing New York State, 5th ed. Edited by Jeffrey Stonecash, SUNY Press, . View Book
Abstract

New York State, because of its great diversity, has more extensive social and political conflict than most states. Governing New York State: Fifth Edition provides expert assessment of how these conflicts are organized and represented, and how the political process and political institutions work to seek to resolve them. This newly updated fifth edition contains significantly revised material and covers more topics than the prior edition.

The contributors examine conflicts between New York City and the rest of the state, and between federal, state, and local governments. The role of major political parties in organizing and representing broad coalitions of different groups is reviewed, along with the role of third parties, interest groups, and the media. Political institutions that shape the political process-the governor, the legislature, the courts, and the public authorities-are discussed, along with how these institutions affect the representation of responsiveness of various groups. Finally, Governing New York State investigates the major policy areas of the state: the economy, taxes, local education, higher education, health care, welfare, transportation, and the environment.

Light, P.C. The Tides of Reform Revisited: Making Government Word, 1945-2002. Public Administration Review 2006, Vol. 66, No. 1, pp. 6-19.
Abstract

The past six decades have witnessed acceleration in both the number and variety of major administrative reform statutes enacted by Congress. This increase can be explained partly by the increased involvement of Congress, a parallel decrease in activity and resistance by the presidency, and heightened public distrust toward government. At least part of the variation in the tides or philosophies of reform involves a "field of dreams" effect in which the creation of new governmental structure during the 1940s, 1950s, and 1960s generated increased interest in process reforms. However, part of the acceleration and variety of reform appears to be related to the lack of hard evidence of what actually works in improving government performance. Measured by federal employees' perceptions of organizational performance, what matters most is not whether organizations were reformed in the past, but whether organizations need reform in the future and can provide essential resources for achieving their mission.

Moss, M. The Stafford Act: An Agenda for Reform. Center for Catastrophe Preparedness and Response, New York University, . View Publication
Abstract

The Robert T. Stafford Disaster Relief and Emergency Assistance Act (the Stafford Act) is the principal legislation governing the federal response to disasters within the United States. The act spells out - among other things - how disasters are declared, the types of assistance to be provided, and the cost sharing arrangements between federal, state, and local governments. The Federal Emergency Management Agency (FEMA) is the primary federal agency responsible for responding to disasters within the United States, carrying out the provisions of the Stafford Act, and distributing assistance provided by the act. The Stafford Act establishes two incident levels - emergencies and major disasters. Emergencies tend to be smaller events where a limited federal role will suffice. Major disasters are larger events - but this can run the gamut from a blizzard in Buffalo to a major earthquake in southern California that affects millions. In other words, no distinction, and no special response, is provided in the Stafford Act following catastrophes such as major earthquakes and hurricanes. The Stafford Act should be amended to establish a response level for catastrophic events. The Stafford Act does not adequately recognize 21st century threats. For example, the definition of a major disaster does not cover chemical, biological, radiological, or nuclear attacks or accidents. The act should further be amended to encompass 21st century threats.
This report does not focus on the performance of government agencies immediately following a disaster- these have been well documented by others. Rather, this report focuses on the federal role in the long-term recovery and rebuilding process following catastrophes, and what can be done to improve the effectiveness of the federal government in aiding these efforts.

Moss, M. Gasoline Prices, Interest Rates, and the 2008 Election. The New York Observer June .
Abstract

Forget immigration, global warning, Donald Rumsfeld and abortion rights.

The hot issues of today will quickly fade away if the current surge in gasoline prices and home-mortgage
rates continues unabated. And all indications are that both the price of gas and the cost of borrowing are
moving in one direction only: north.

 

Moss, M. & Townsend, A. Disaster Forensics: Leveraging Crisis Information Systems for Social Science. Proceedings of the Third International ISCRAM Conference edited by R Van De Walle and M Turroff. Newark Institute of Technology, May . Download Publication
Abstract

This paper contributes to the literature on information systems in crisis management by providing an overview of
emerging technologies for sensing and recording sociological data about disasters. These technologies are transforming our capacity to gather data about what happens during disasters, and our ability to reconstruct the social dynamics of affected communities. Our approach takes a broad review of disaster research literature, current research efforts and new reports from recent disasters, especially Hurricane Katrina and the Indian Ocean Tsunami. We forecast that sensor networks will revolutionize conceptual and empirical approaches to research in the social sciences, by providing unprecedented volumes of high-quality data on movements, communication and response activities by both formal and informal actors. We conclude with a set of recommendations to designers of crisis management information systems to design systems that can support social science research, and argue for the inclusion of post-disaster social research as a design consideration in such systems.

Ospina, S. & Sorenson, G. A Constructionist Lens on Leadership: Charting New Territory. The Quest for a General Theory of Leadership edited by Goethals, George and Sorenson, Georgia, Edward Elgar Publishers, . View Book
Abstract

The April, 2003 meeting of the general theory scholars included invitations to scholars utilizing action-research methodologies as well as to practitioners on the frontline of leadership development in communities. Ospina discussed the participant-centered research she and her colleagues are undertaking for the Ford Foundation's Leadership for a Changing World program and shared with the other scholars some findings emerging from this approach. Using a constructionist lens, Ospina and her colleagues are working with social change leaders to understand how leadership emerges and develops in community-based organizations engaged in social change agendas.

2005

Fritzen, Scott, Mutebi A. Local Governance, Transparency and Anti-Corruption in Community-Driven Development in Vietnam. World Bank, Vietnam.

Fritzen, Scott. Local elites, popular democracy and poverty targeting: Making the linkages in community development projects. World Bank, Indonesia.

Kaplan, S.A. & Garrett, K.E. The Use of Logic Models by Community-Based Initiatives. Evaluation and Program Planning 2005; 28:167-172.
Abstract

Many grant programs now require community-based initiatives to develop logic models as part of the application process or to facilitate program monitoring and evaluation. This paper examines three such programs to understand the benefits and challenges of using logic models to help build consensus and foster collaboration within a community coalition, strengthen program design, and facilitate internal and external communication. The paper concludes with recommendations for how to make the logic model development process more useful for community-based initiatives.

Kersh, R. Politics & the New Malpractice Crisis: Pennsylvania. Pew Trusts/Columbia Univ., . View Publication
Abstract

Since the initial modern malpractice crisis hit Pennsylvania and the nation in the mid-1970s, two successive episodes-including one in the present, which by autumn 2005 appeared to be abating-have rocked the Commonwealth's liability insurers, medical providers, and health-care consumers. The state's political establishment was swift to respond with reform legislation in both the first crisis and the present one; a malpractice bill also passed in 1996, in the wake of the 1980s troubles. But, in 1975 and 2002 alike, passage of a comprehensive reform measure did little to alleviate pressures for continued legislative relief. Political efforts to address soaring liability premiums and other systemic malpractice woes continued for years afterwards.

Kersh, R. Rethinking Periodization? APD & the Macro-History of the United States. Polity 2005, Volume 37, Number 4.
Abstract

Dividing American history into discrete periods dates to the first European colonists in North America, several of whom variously declared their region or colony to represent a "new beginning" a "new land of Canaan," a New England, and so forth: "in the New World is born a new history," as one early sermonizer had it. (1) Soon thereafter clerics and political leaders (often the same people) lamented their fellows' fall from grace; the dichotomy of golden age and descent into depravity, of Awakening and backsliding, has been an American motif ever since. Eventually, the sweep of U.S. history was sorted on a chronological, rather than theological or eschatological, basis. For well over a century political historians have in the main hewn to a familiar temporal script.

Magleby, D.B., O'Brien, D., Peltason, J.W., Burns, J.M., Light, P.C. & Cronin, T.E. Government By the People. Prentice Hall.

Moss, M. The Redevelopment of Lower Manhattan: The Role of the City. The Contentious City: The Politics of Recovery in New York City edited by John Mollenkopf. Sage Foundation, .
Abstract

The attack on the World Trade Center reinforced a process of change in lower Manhattan that had been under way for at least the past fifty years. The public and private responses to the destruction wrought on September 11 have provided the funds, organizational capacity, and public commitment to do what a previous generation of municipal planners tried to accomplish, with only partial success: creating a mixed residential and office community in what was once New York City's dominant financial and business district. Federal aid to rebuild lower Manhattan has been the catalyst for modernizing and expanding its mass transit systems and facilities, providing low-cost financing for converting obsolete office buildings into housing, improving pedestrian movement, investing public funds in parks and cultural institutions, and subsidizing the creation of new public schools. This chapter examines the key public and private organizations that have shaped this redevelopment and the implications for the future of lower Manhattan and for office development in the rest of New York City.

Smoke, P & White, R. East Asian Decentralizes. Decentralization in East Asia and the Pacific: Making Local Government Work June 2005, The World Bank. View Report
Abstract

More than ever, the future of East Asian countries depends on the capacity and performance of local and provincial governments, according to the World Bank report, East Asia Decentralizes.

This decentralization has also unleashed local initiative and energy, with new ways to deliver services to people. With great potential for continued improvement and innovation, finds the report, it is essential that decentralization is done right.

The report, which focuses on six countries, notes the differences in the approach to decentralizing government in Cambodia, China, Indonesia, the Philippines, Thailand, and Vietnam. Despite encouraging progress, fundamental problems remain. Across the region, local governments lack the resources and power to fulfill their new responsibilities, and they have few incentives to improve their performance.

Smoke, P. The Rules of the Intergovernmental Game in East Asia: Comparing Decentralization Frameworks and Processes. Decentralization in East Asia and the Pacific: Making Local Government Work June 2005, The World Bank. View Publication
Abstract

Although political forces have largely driven decentralization in East Asia and most countries face similar reform challenges, their decentralization
experiences are far from uniform. Countries have adopted different intergovernmental structures,
proceeded at uneven paces, and adopted a wide range of implementation strategies. This diversity is not surprising, as East Asian countries vary greatly
in geographical size, population, history, economic structure, and political and institutional dynamics, all of which influence the form that decentralization
can and should take. This chapter provides expanded context for the analysis presented in chapter 1 and lays a foundation for later chapters. After reviewing the origins of decentralization, it compares the basic intergovernmental frameworks, structures, and processes
evolving in Cambodia, China, Indonesia, the Philippines, Thailand, and Vietnam.1 The chapter focuses, in turn, on enabling frameworks, the governance environment, fiscal decentralization, and the management and implementation of decentralization reforms.

2004

Aber, J.L., E. Gershoff, A. Ware & J. Kotler. Estimating the Effects of September 11th and Other Forms of Violence on the Mental Health and Social Development of New York City’s Youth: A Matter of Context. Applied Developmental Science, Vol. 8, No. 3, pp. 111-129.
Abstract

This longitudinal study examines the effects of exposure to the terrorist attack of September 11th as well as exposure to other forms of community violence on change in the mental health and social attitudes of youths in New York City. Three quarters of the youths reported some form of direct exposure to the events of September 11th, and 80% reported a lot of exposure to at least 1 form of media coverage of September 11th; these rates were comparable with the citywide survey of public school students in New York City conducted by the New York City Department of Education. Results of a structural equation model that included controls for previous levels of mental health and social attitudes, as well as a range of demographic factors, indicated that direct exposure and family exposure to the event did not predict change in any mental health outcomes, but did predict change in levels of social mistrust; media exposure did predict posttraumatic stress disorder symptoms. In contrast, victimization by other forms of violence was strongly associated with change in or current levels of all of the examined mental health symptoms, whereas witnessing other forms of violence was associated with change in or levels of 3 of 4 mental health symptoms and with increased hostile attribution bias and levels of social mistrust. Implications of the results for applied developmental and public mental health strategies in response to traumatic events are discussed.

Aber, J.L., L. Berlin & J. Brooks-Gunn. Promoting Early Childhood Development through Comprehensive Community Initiatives. Children's Services: Social Policy, Research, and Practice, 1(4), pp. 1-24.
Abstract

Recent advances in developmental psychology, social services, and social policy have converged to highlight 3 issues: (a) the importance of early development; (b) the importance of the contexts, or "ecology," of early development, especially with respect to the ill effects of early childhood poverty; and (c) the promise of intervention programs for low-income children, families, and communities, including comprehensive community initiatives (CCIs). CCIs, however, generally have not focused on young children. In this article, we synthesize developmental science and current understanding of CCIs to suggest a number of ways for CCIs to increase their emphasis on early development. We begin with a review of developmental research that illustrates the effects of community characteristics on children's development. We then review the goals, strategies, and principles of CCIs. These reviews illustrate that despite overlapping emphases, developmental science and CCIs could be linked more generatively. We propose ways in which CCIs can be geared more specifically toward promoting early child development. Finally, we suggest strategies for evaluating these types of initiatives.

Iatarola, P. & Fruchter, N. District Effectiveness: A Study of Investment Strategies in New York City Public Schools and Districts. Educational Policy, Vol. 18, No. 3, 491-512 .
Abstract

Educational reform over the past two decades has focused primarily on schools as the critical units of change, often ignoring the role of districts and their effect on schools' performance. Although national reform efforts such as the recently reauthorized Elementary and Secondary Education Act (the No Child Left Behind Act), are directed primarily at schools, local school districts are responsible for a number of functions critical to schooling effectiveness (e.g., hiring, collective bargaining, curriculum development, assessment, fiscal operations, and ancillary functions). Refocusing attention on districts and their effect on schools, this study found differences between high-and low performing community school districts, or administrative subunits, within the NewYork City school system in terms of educational goals, instructional focus, leadership development, teacher recruitment and retention, and professional development.

Lawrence, K., Sutton, S., Kubisch, A., Susi, G. & Fulbright-Anderson, K. Structural Racism and Community Building. Aspen Institute Roundtable on Community Change, New York, NY, . View report

Shinn, M. Ecological Influences on an Ecologically-Oriented Community Psychologist. Journal of Prevention & Intervention in the Community, 28, 103-124, .
Abstract

My development as an ecologically oriented community psychologist was shaped by many ecologies, including my family's religious faith, the civil rights, anti-war, and feminist movements, and the diverse cultures I have been privileged to experience. Harvard's Social Relations department and Michigan's programs in Social and Community Psychology provided intellectual underpinnings for an ecological viewpoint. New York University's program in Community Psychology and New York itself have allowed a variety of exciting research opportunities. Sexism has also shaped my career, and combining work and family has been sometimes a challenge, but always a joy.

Sutton, S.A. Corporate – Community: Workforce Development Networks. Communities and Workforce Development. Kalamazoo, MI: Upjohn Institute, December . View report
Abstract

This paper examines employer perspectives on, and needs and expectations with respect to, building and sustaining collaborations with community-based organizations, as well as the usefulness of such collaborative relationships in creating opportunities for disadvantaged job seekers. The analysis is based on the examination of eight cases that are representative of a much larger group of very active corporations engaged in developing and sustaining workforce development programs. Particular attention is given to the level of corporate involvement with CBOs, which is referred to as external or corporate connectedness; and the level of internal corporate support for and integration of workforce development practices, which is their level of cohesiveness. Based on the analyses of these cases, I conclude that firms with high levels of connectedness and cohesiveness are more likely to provide “good†jobs—jobs that provide living wages, benefits, and the potential for upward mobility. By contrast, firms with low to moderate levels of connectedness and cohesiveness are more likely to provide entry-level jobs, with fairly low wages, low job security, and little mobility. This research fine-tunes Harrison and Weiss’s (1998) thesis about the importance of networks. Though optimal networks are both cohesive and connected, if we look at workforce development collaborations from an employer perspective, external connectedness seems to matter less than internal cohesiveness in producing good jobs for disadvantaged job seekers.

Weitzman BC and SN Fischer. New York City.. Encyclopedia of Homelessness. David Levinson, ed. Berkshire Publishing, 2004.

Weitzman, B.C. & Fischer, S.N. New York City. Encyclopedia of Homelessness. Berkshire Publishing, . View Book
Abstract

 At any given moment, about 3 million American women, men, and children are homeless. And another 5 million Americans spend over 50% of their incomes on housing, meaning that one missed paycheck, one health crisis, or one unpaid utility bill can push them out the door into homelessness. Homelessness is one of the major social problems and personal and family tragedies of the contemporary world. No community, city, or nation is immune and the lack of affordable housing and a decline in secure, well-paying jobs means that the problem will only get worse. The Encyclopedia of Homelessness is the first systematic effort to organize and summarize what we know about this complex topic that impacts not only the homeless but all of society. The Encyclopedia focuses on the current situation in the United States with a comparative sampling of homelessness around the world.

Weitzman, B.C. & Fischer, S.N. New York City. Encyclopedia of Homelessness. Berkshire Publishing, . View Book
Abstract

At any given moment, about 3 million American women, men, and children are homeless. And another 5 million Americans spend over 50% of their incomes on housing, meaning that one missed paycheck, one health crisis, or one unpaid utility bill can push them out the door into homelessness. Homelessness is one of the major social problems and personal and family tragedies of the contemporary world. No community, city, or nation is immune and the lack of affordable housing and a decline in secure, well-paying jobs means that the problem will only get worse. The Encyclopedia of Homelessness is the first systematic effort to organize and summarize what we know about this complex topic that impacts not only the homeless but all of society. The Encyclopedia focuses on the current situation in the United States with a comparative sampling of homelessness around the world.

2003

Ellen, I.G. & Turner, M. What Have We Learned from HUDs Moving to Opportunity Program? In John M. Goering and Judith D. Feins, eds., Choosing a Better Life? A Social Experiment in Leaving Poverty Behind: Evaluation of the Moving to Opportunity Program. Washington, DC: Urban Institute Press, .
Abstract

As the centerpiece of policymakers' efforts to "deconcentrate" poverty in urban America, the Moving to Opportunity (MTO) project gave roughly 4,600 volunteer families the chance to move out of public housing projects in deeply impoverished neighborhoods in five cities-Baltimore, Boston, Chicago, Los Angeles, and New York. Researchers wanted to find out to what extent moving out of a poor neighborhood into a better-off area would improve the lives of public housing families. Choosing a Better Life? is the first distillation of years of research on the MTO project, the largest rigorously designed social experiment to investigate the consequences of moving low-income public housing residents to low-poverty neighborhoods. In this book, leading social scientists and policy experts examine the legislative and political foundations of the project, analyze the effects of MTO on lives of the families involved, and explore lessons learned from this important piece of U.S. social policy.

Fritzen, Scott. Escaping the low income – low social protection trap in developing countries: What are the options? Indian Journal of Social Development, 3(2): 14-32. Download Article
Abstract

International experience suggests that attempts to rapidly expand formal safety net coverage through cash transfers typically founder in low income countries, which must look to alternative mechanisms to boost social protection. This paper explores this challenge through the case of Vietnam. Despite over a decade of rapid economic growth and poverty reduction, approximately 40% of Vietnam’s population is below or just above the poverty line and is highly vulnerable to community-wide and household-specific shocks. Yet Vietnam’s social protection budget has largely financed formal entitlement programs that are failing to deliver substantial reductions in vulnerability for this broad spectrum of the rural population. This paper outlines the state of social protection in Vietnam and presents an agenda for improving effective coverage rates. It closes by assessing the political and bureaucratic feasibility of social protection reforms in other developing countries.

Macinko, J., Starfield, B. & Shi, L. The contribution of primary care systems to health outcomes in OECD countries, 1970-1998.. Health Services Research Volume 38, Number 3, pages 819-854. View Publication
Abstract

Objective
To assess the contribution of primary care systems to a variety of health outcomes in 18 wealthy Organization for Economic Cooperation and Development (OECD) countries over three decades.

Data Sources/Study Setting
Data were primarily derived from OECD Health Data 2001 and from published literature. The unit of analysis is each of 18 wealthy OECD countries from 1970 to 1998 (total n=504).

Study Design
Pooled, cross-sectional, time-series analysis of secondary data using fixed effects regression.

Data Collection/Extraction Methods
Secondary analysis of public-use datasets. Primary care system characteristics were assessed using a common set of indicators derived from secondary datasets, published literature, technical documents, and consultation with in-country experts.

Principal Findings
The strength of a country's primary care system was negatively associated with (a) all-cause mortality, (b) all-cause premature mortality, and (c) cause-specific premature mortality from asthma and bronchitis, emphysema and pneumonia, cardiovascular disease, and heart disease (p<0.05 in fixed effects, multivariate regression analyses). This relationship was significant, albeit reduced in magnitude, even while controlling for macro-level (GDP per capita, total physicians per one thousand population, percent of elderly) and micro-level (average number of ambulatory care visits, per capita income, alcohol and tobacco consumption) determinants of population health.

Conclusions
(1) Strong primary care system and practice characteristics such as geographic regulation, longitudinality, coordination, and community orientation were associated with improved population health. (2) Despite health reform efforts, few OECD countries have improved essential features of their primary care systems as assessed by the scale used here. (3) The proposed scale can also be used to monitor health reform efforts intended to improve primary care.

 

Morduch, J., Hashemi, S. & Littlefield, E. Is Microfinance an Effective Strategy to Reach the Millenium Development Goals? Focus Note No. 24. Washington, DC: Consultative Group to Assist the Poor. July . View Publication
Abstract

The United Nations' Millennium Development Goals (MDGs) have galvanized the development community with an urgent challenge to improve the welfare of the world's neediest people. This paper reviews the mounting body of evidence showing that the availability of financial services for poor households is a critical contextual factor with strong impact on the achievement of MDGs. Evidence from the millions of microfinance clients around the world demonstrates that access to financial services enables poor people to increase their household incomes, build assets, and reduce their vulnerability to the crises that are so much a part of their daily lives.

Shinn, M. & Toohey, S. Community Contexts of Human Welfare. Annual Review of Psychology, 54, 427-459, February, .
Abstract

This chapter identifies "context minimization error" as the tendency to ignore the impact of enduring neighborhood and community contexts on human behavior. The error has adverse consequences for understanding psychological processes and efforts at social change. The chapter describes a series of theoretical models of how neighborhoods and community settings are associated with various aspects of human welfare and reviews evidence of associations of contexts with health, psychological distress, risky behaviors, psychological attitudes, and child development. It suggests that many psychological processes may play out differently in different contexts and that contextual factors interact with sociocultural characteristics of individuals in predicting outcomes. People, in turn, can shape community contexts. A more sophisticated understanding of the effects of contexts depends on more sophisticated approaches to assessing them.

Yoshikawa, H., Wilson, P.A., Hsueh, J., Rosman, E.A., Kim, J. & Chin, J.. What Frontline CBO Staff Can Tell Us About Culturally Anchored Theories of Change in HIV Prevention for Asian/Pacific Islanders. American Journal of Community Psychology,Volume 32, pp. 143-158.
Abstract

Few rigorously tested primary prevention programs have been developed to prevent HIV infection among immigrant communities in the United States. This is in part because of the lack of culturally specific behavioral theories that can inform HIV prevention for immigrant communities in the United States. This article aims to develop such theories for a population—Asian/Pacific Islanders (A/PIs) immigrant communities—who have been overlooked in theory development and program evaluation. Frontline community-based organization (CBO) peer educators, an underutilized source of expertise regarding cultural factors specific to HIV infection among A/PI communities, are the sample of study Asian/Pacific Islander peer educators working at an urban AIDS service organization devoted to health promotion for this population; (N=35). They were interviewed to examine (1) detailed narratives describing instances of behavior change and (2) culturally anchored theories of behavior change which the narratives imply. Theories of the influence of positive cultural symbols on the taboo of HIV/AIDS, moderators of the effectiveness of social network influences on behavior change, and setting- and community-level processes predicting HIV risk behavior were implicit in the peer educators' narratives. Implications for future research, methodology and prevention practice are discussed

2002

Aber, J.L., Brooks-Gunn, J. & Gershoff, E.T. Social Exclusion of Children in the United States: Identifying Potential Indicators. Beyond child poverty: The social exclusion of children. Edited by Kahn, A.J. and S.B. Kamerman. Columbia.
Abstract

Papers from a conference held May 3-4, 2001, Columbia University.

Ellen, I.G., Schill, M.H., Schwartz, A.E. & Susin, S. Building Homes, Reviving Neighborhoods: Spillovers from Subsidized Construction of Owner-Occupied Housing in New York City. Journal of Housing Research 12(2), pp. 185�216. Reprinted in Eric Belsky, ed., Low-Income Homeownership: Examining the Unexamined Goal. Washington DC: Brookings Institution Press. View publication
Abstract

This article examines the impact of two New York City homeownership programs on surrounding property values. Both programs, Nehemiah Program and the Partnership New Homes program subsidize the construction of affordable owner-occupied homes in distressed neighborhoods. We use a geocoded data set that includes every property transaction in the City from 1980 to 1999.

Our analysis relies on a difference-in-difference approach. Specifically, we compare the prices of properties in small rings surrounding the Partnership and Nehemiah sites with prices of comparable properties that are in the same ZIP code but outside the ring. We then examine whether the magnitude of this difference changes after the completion of a homeownership development. Our results show that during the past two decades prices of properties in the rings surrounding the homeownership projects have risen relative to their ZIP codes. Results suggest that part of that rise is attributable to the affordable homeownership programs.

 

Ellen, I.G., Schill, M.H., Schwartz, A.E. & Voicu, I. Revitalizing Inner-City Neighborhoods: New York City's Ten Year Plan for Housing. Housing Policy Debate 13(3), . View publication
Abstract

This article examines the impact of New York City's Ten-Year Plan on the sale prices of homes in surrounding neighborhoods. Beginning in the mid-1980s, New York City invested $5.1 billion in constructing or rehabilitating over 180,000 units of housing in many of the city's most distressed neighborhoods. One of the main purposes was to spur neighborhood revitalization.

In this article, we describe the origins of the Ten-Year Plan, as well as the various programs the city used to implement it, and estimate whether housing built or rehabilitated under the Ten-Year Plan affected the prices of nearby homes. The prices of homes within 500 feet of Ten-Year Plan units rose relative to those located beyond 500 feet, but still within the same census tract. These findings are consistent with the proposition that well-planned project based housing programs can generate positive spillover effects and contribute to efforts to revitalize inner-city neighborhoods.

 

Kersh, R. The Well-Informed Lobbyist: Information and Interest-Group Lobbying. Interest Group Politics, 6th edition CQ Press, .
Abstract

Interest Group Politics presents a broad spectrum of scholarship on interest groups past and present. In a time of partisan parity, when control of Congress is always within reach of the minority party at the next election, interest groups have every incentive to keep the pressure on. And they do. But the imbalance of influence that tilts toward moneyed interests is one of the cornerstones of the political system.

What does this mean for equal representation? In nineteen chapters, noted political scientists explore the role of money, technology, grassroots lobbying, issue advocacy advertising, and much more in interest group influence. Students will learn how the National Rifle Association has become one of the most effective lobbying groups in America, what opportunities the openness of the American political process has offered ethnic groups both within and outside the United States, how the role of interest groups in elections has changed (including 527's), what effect religious organizations had in the 2004 elections, and how interest groups affect Supreme Court nominations.

Morduch, J. Replicating Microfinance in the United States: Opportunities and Challenges. (with Mark Schreiner) Chapter 1 of Replicating Microfinance in the United States, edited by Jim Carr and Zhong Yi Tong. Baltimore: Woodrow Wilson Center/Johns Hopkins University Press, . View Publication
Abstract

Microfinance was pioneered in the developing world as the lending of small amounts of money to entrepreneurs who lacked the kinds of credentials and collateral demanded by banks. Similar practices spread from the developing to the developed world, reversing the usual direction of innovation, and today several hundred microfinance institutions are operating in the United States.

Replicating Microfinance in the United States reviews experiences in both developing and industrialized countries and extends the applications of microlending beyond enterprise to consumer finance, housing finance, and community development finance.

This book reviews experiences in both developing and industrial countries and extends the applications of microlending beyond enterprise to consumer finance, housing finance, and community development finance, concentrating especially on previously underserved households and their communities.

 

Ospina, S., Diaz, W. & O'Sullivan, J. Negotiating Accountability: Managerial Lessons from Identity-Based Nonprofit Organizations. Nonprofit and Voluntary Sector Quarterly, March, Vol 31, No. 1, pp. 5-31.
Abstract

This article explores the emerging conceptualization of accountability in nonprofit organizations. This definition broadens traditional concerns with finances, internal controls, and regulatory compliance. The authors explore how the top-level managers of 4 identity-based nonprofit organizations (IBNPs) faced accountability and responsiveness challenges to accomplish their mission. The organization-community link was the core relationship in their accountability environment, helping the IBNP managers achieve what the literature calls "negotiated accountability." The managers favored organizational mechanisms to sustain this relationship in the midst of the accountability demands they experienced daily. Communication with the primary constituency tended to drive the organization's priorities and programs, helped managers find legitimate negotiation tools with other stakeholders, and helped develop a broader notion of accountability. The authors discuss the implications of these findings for other nonprofit organizations and propose questions to further clarify the concepts of broad accountability, negotiated accountability, and the link between accountability and responsiveness in nonprofits.

Peyrebrune, H. & de Cerreño, A.L.C The Context for Intelligent Transportation Systems in New York State: Opportunities, Constraints, and the Need for Greater Institutional Coordination. A Report to the Legislature by the NYU Wagner Rudin Center for Transportation Policy and Management, July, . View report
Abstract

Prepared at the request of the New York State Assembly Legislative Commission on Critical Transportation Choices, and funded by an appropriation made available from the New York Department of Transportation's budget, the purpose of this report is to provide a review of Intelligent Transportation Systems (ITS) as they relate to New York State transportation programs and policy and to highlight policy concerns for further consideration by the state.

Silver, D., Weitzman, B.C. & Brecher, C. Setting an Agenda for Local Action: The Limits of Expert Opinion and Community Voice. Policy Studies Journal (2002 - Vol. 30, No. 3), pp. 362-278.
Abstract

Many social programs, funded by government or philanthropy, begin with efforts to improve local conditions with strategic planning. Mandated by funders, these processes aim to include the views of community residents and those with technical expertise. Program leaders are left to reconcile public and expert opinions in determining how to shape their programs. The experience of the Robert Wood Johnson Foundation's Urban Health Initiative suggests that although consultation with experts and the public failed to reveal a clear assessment of the community's problems or their solutions, it did assist in engaging diverse groups. Despite this engagement, however, core leaders wielded substantial power in selecting the agenda.

Van Devanter, N., Hennessy, M., Howard, J.M., Bleakley, A., Peake, M., Cohall, A., Fullilove, R. & Weisfuse, I. Researcher-Community Collaboration for STD Prevention. The Gonorrhea Community Action Project in Harlem. Journal of Public Health Management and Practice 2002;8(6):62-68. View Publication
Abstract

Community interventions are rare in the field of sexually transmitted disease (STD) control and prevention. The goals of the Gonorrhea Community Action Project are to design and implement interventions for the reduction of gonorrhea in high-prevalence areas and to increase the appropriateness and effectiveness of STD care in the participating communities. Key to conducting the formative research and developing the interventions was the creation of a community-academic-health department collaborative partnership. Using a staged model, this article presents a case study of collaboration development in the community of Harlem, New York.

2001

Kersh, R. State Autonomy & Civil Society: The Lobbyist Connection. Critical Review 2001, Volume 14, Number 2.
Abstract

The much-noted decline of state autonomy theories owes partly to external challenges to state power, such as globalization, supranational regimes, and the like. But advanced democratic states have also long been seen as threatened from within, especially by powerful private interest groups.The extent of private-interest influence on policy making depends in important part on corporate lobbyists, a group whose activities are chronicled in this essay. Lobbyists exercise considerably more autonomy from the private clients who hire them than has previously been acknowledged. This portrait ultimately suggests that the national state and civil society may be mutually supportive rather than strictly separate spheres.

Light, P.C. Placing the Call to Service. Brookings Review, Spring2001, Vol. 19 Issue 2, p44, 4p.
Abstract

Reveals the message from two surveys of senior-level appointees from the administrations of Ronald Reagan, George W. Bush and Bill Clinton. Estimated number that said they would strongly recommended presidential service to a good friend; Percentage that said that presidential service would be both an honor and an opportunity to make a difference.

Morduch, J. & Sicular, T. Risk and Insurance in Transition: Perspectives from Zouping County, China. Chapter 8 in Community and Market in Economic Development, Oxford University Press, edited by Professors Masahiko Aoki and Yujiro Hayami.
Abstract

This book explores the role of community in facilitating the transition to market relationships in economic development, and in controlling and sustaining local public goods such as irrigation, forests, grazing land, and fishing grounds. Previously it was customary to classify economic systems in terms of varying combinations of state and market control of resource allocation. In contrast, this book recognizes community as the third major element of economic systems. This new approach also departs from the conventional view that markets and community norms should be treated as mutually exclusive means of organizing economic activity, instead clarifying the situations in which they may become complementary. Further discussion focuses on the conditions under which management of local commons can, and should, be delegated to local communities rather than subjected to the control of central government.

Schill, M. & Wachter, S. Principles to Guide Housing Policy in the New Millenium. in Cityscapes: A Journal of Policy Development and Research. 5(2): 5-19. Download publication
Abstract

The 1990s were a tumultuous time for Federal housing policy. The decade began with deep divisions in the housing community over how to deliver housing assistance. Federal budget cuts in the mid-1990s, for the first time in recent history, essentially froze the number of households that received housing assistance. At roughly the same time, the continuing existence of HUD was itself in doubt, as the New York Times Magazine in 1995 published its lead article proclaiming "The Year That Housing Died."

As the new millennium begins, things have changed dramatically. Not only is Congress no longer seriously questioning whether to disband HUD, but in response to a record-setting economic expansion and internal reforms within the agency, Congress has substantially increased HUD 's budget. In marked contrast to the beginning of the last decade, remarkable consensus exists among housing policymakers and analysts over the future direction of housing policy. In this article, we explore this emerging consensus and set forth our views regarding the principles that should guide housing policy over the next decade.

Yoshikawa, H. & Seidman, E. Multi-Dimensional Profiles of Welfare and Work Dynamics: Development, Validation, and Relationship to Child Cognitive and Mental Health Outcomes. American Journal of Community Psychology, 29, pp. 907-936.
Abstract

This prospective longitudinal study addresses the research gap in the literature regarding multidimensional variation in welfare use and employment patterns, and relationships of such variation with parent earnings and child development outcomes. This study also aims to address the limitations of welfare dynamics studies that do not examine how multiple dimensions of welfare receipt and employment co-occur Cluster analysis was utilized, using monthly welfare and employment data from the National Longitudinal Survey of Youth, to examine variation within the welfare population in their welfare and work patterns across the first 5 years of children's lives. Six cluster profiles of welfare and work dynamics were found: Short-Term, Short-Term Work Exit, Working Cyclers, Nonworking Cyclers, Cycle to Long-Term Exit, and Long-Term. The clusters were validated using mother's 6th-year earnings as the criterion. The clusters' associations with child development outcomes in the cognitive and mental health domains (at ages 6 and 7) were then explored. Work following short-term welfare use was associated with higher child reading scores than that following long-term use (a moderate-size effect). Cycling on and off welfare in the context of high levels of employment was associated with higher child internalizing symptoms than cycling accompanied by low levels of employment (a moderate-size effect). Implications for evaluation of TANF welfare-to-work policies are discussed.

2000

Ben-Arieh, A., Kaufman, N.H., Andrews, A.B., George, R.M., Lee, B.J. & Aber, J.L. Measuring and Monitoring Children’s Well Being. Netherlands: Kluwer Academic Press,.

Brecher, C. & Lynam, E. Making More Effective Use of New York State's Prisons. Citizens Budget Commission, May, . View Report
Abstract

This report focuses on the cost-effectiveness of the policies of the New York State Department of Correctional Services, and makes four recommendations for achieving operational savings without diminishing public safety. These recommendations are: (1) to extend the reach and effectiveness of tested alternatives, such as boot camp and the CASAT program; (2) to develop new alternatives for additional inmate groups; (3) to reengineer the parole system; (4) to create an enhanced research and development unit.

Fritzen, Scott. A Strategy for Social Development in Vietnam, 2000-2010. Hanoi Political Publishing House, Hanoi. Download Article
Abstract

The Government of Viet Nam is currently preparing a Socio-Economic Development Strategy for the years 2001-2010. At the Government’s request, the UNDP has recruited a small team of international and local consultants to provide input into for several sections of the strategy, of which one is “Rural Social Development”. This draft presents the initial analysis of the social development team. The analysis and strategies proposed are, by intention, synthetic: drawn extensively and freely from the best available work by Government agencies and donors. Social development is a broad concept. In this paper it is broken down into four thematic areas: i) poverty reduction and inequality; ii) social safety nets; iii) basic social services; and iv) rural institutions and participation. Each of these areas can be formulated as a broad question for the year 2010. Viet Nam confronts qualitatively different future scenarios depending on how it addresses these questions: a. Will society be polarized into the ‘haves’ and ‘have-nots’? What can Viet Nam do to accelerate poverty reduction in slow-growing regions and thus mitigate growing socioeconomic inequalities? b. Will social safety nets exist to help provide social stability amidst rapid economic transformation? The degree to which the living standards of disadvantaged are protected will help determine what type of society Viet Nam will have in the year 2010. c. Will social indicators which are high relative to Viet Nam’s economic development continue to propel economic growth and equitable social outcomes? In the absence of greater reform momentum in the social sectors in the coming ten years, Viet Nam’s social indicators will probably still be good “for a low-income country”, but increasing disparities will work against, rather than for, broadly based growth and poverty reduction – quite the opposite of the positive experience to date. d. Will institutions which are capable, democratic, and open to the participation of civil society underpin rural society? The recent democratization decree has generated much interest, both nationally and within the donor community. The question centers on strategic momentum for the process of reform and the degree to which it presages further openings to civil society.

Yoshikawa, H. Community Prevention and Intervention: Prevention with Young Children. In A.E. Kazdin (Ed.), Encyclopedia of Psychology. Washington, DC: American Psychological Association and New York: Oxford University Press, .

1999

Kersh, R. Liberty and Union: A Madisonian View. Journal of Political Philosophy 1999, Volume 7, Number 3. View Publication
Abstract

How to secure an adequate measure of unity among citizens in a liberal democratic state? Versions of this question formed the brunt of communitarian critiques of liberalism over the past two decades. Most liberal respondents took aim in return at communitarians' own vision of a healthy political society, while others emphasized the shared values or purposes indigenous to the liberal tradition. Yet as the liberal/communitarian debate dissolves into a common center, it appears that this immense body of theoretical exchanges has left the problem of national union no closer to solution. Liberal theorists now affirm this issue's centrality; as Will Kymlicka writes, "[i]dentifying the bases of social unity in multinational states is... one of the most pressing tasks facing liberals today." Meanwhile, communitarians like Michael Sandel have come to acknowledge the importance of a national, not only neighborhood, sense of mutual trust and solidarity. But no coherent principled or practical unionist design has emerged from the two sides' convergence.

Seidman, E., Chesir-Terna, D., Friedman, J.L., Yoshikawa, H., Allen, L.A., Roberts, A. & Aber, J.L. The Risk and Protective Function of Perceived Family and Peer Microsystems Among Urban Adolescents in Poverty. American Journal of Community Psychology, 27, 211-237.
Abstract

Utilized a pattern-based approach to discover the different constellations of perceived social transactions separately for family and peer systems and explored the risk and protective functions of these microsystem profiles for both depression and antisocial behavior among a sample of ethnically and racially diverse urban adolescents living in poverty. Measures of perceived social support, involvement and hassles with family and peers, as well as perceived social acceptance and peers' values were entered into two sets of iterative cluster analyses to identify distinct profiles of family and peer transactions. From each of the perceived family and peer transactional analyses, six replicated profiles emerged. Several of the profiles were consistent with expectations from prior literature such as Enmeshing families and Rejecting peer networks, while others were novel and intriguing such as Entangling peers. Family profiles were consistent in their risk and protective associations for both depression and antisocial behavior, while the peer profiles varied in their effects for each developmental outcome. For example, the Rejecting peer profile placed adolescents at increased risk for depression but protected them from antisocial behavior. Implications for future research and preventive intervention are discussed.

Shirk, M., Bennett, N. & Aber, J.L. Lives on the Line: American Families and the Struggle to Make Ends Meet. Boulder, CO: Westview Press.
Abstract

Almost half of the nation's children live in officially defined poverty or near-poverty. Putting a human face on this and other statistics, the authors present a disturbing and provocative composite portrait of 10 families struggling to make ends meetAfour white, two Hispanic, three black and one Hawaiian/Samoan. Bennett and Aber, both directors of Columbia University's National Center for Children in Poverty, and freelance journalist Shirk (a veteran St. Louis Post-Dispatch reporter), identify three factorsAteen parenthood, low educational achievement and temporary or low-wage workAthat they call "the 'Bermuda Triangle' of family poverty." Add the associated risks of domestic violence, poor child care and damage to early brain development from malnutrition, preventable birth complications, environmental toxins, etc., and readers will begin to see why poverty cuts across urban, suburban and rural areas. A few of the parents profiled here battle drug addiction; one gambles; several suffer from disabling depression; one single mother bravely raises a severely disabled five-year-old son afflicted with spastic quadriplegic cerebral palsy and a 234-pound, 12-year-old daughter. In almost all the profiled families, one or both parents work, contradicting the widespread stereotype of the poor as lazy or irresponsible. In a succinct closing chapter, the authors call for a combination of public- and private-sector measures to help prevent or reduce child poverty. The issues they raise should fuel election-year debate.

1998

Aber, J.L., Jones, S.M., Brown, J.L., Chaudry, N. & Samples, F. Resolving Conflict Creatively: Evaluating the Developmental Effects of a School-Based Violence Prevention Program in Neighborhood and Classroom Context. Development and Psychopathology, 10(2), 187-213.
Abstract

This study evaluated the short-term impact of a school-based violence prevention initiative on developmental processes thought to place children at risk for future aggression and violence and examined the influence of classroom and neighborhood contexts on the effectiveness of the violence prevention initiative. Two waves of developmental data (fall and spring) were analyzed from the 1st year of the evaluation of the Resolving Conflict Creatively Program (RCCP), which includes 5053 children from grades two to six from 11 elementary schools in New York City. Three distinct profiles of exposure to the intervention were derived from Management Information System (MIS) data on between classroom differences in teacher Training and Coaching in RCCP, Classroom Instruction in RCCP, and percentages of students who are Peer Mediators. Developmental processes that place children at risk were found to increase over the course of the school year. Children whose teachers had a moderate amount of training and coaching from RCCP and who taught many lessons showed significantly slower growth in aggression-related processes, and less of a decrease in competence-related processes, compared to children whose teachers taught few or no lessons. Contrary to expectation, children whose teachers had a higher level of training and coaching in the RCCP but taught few lessons showed significantly faster growth over time in aggressive cognitions and behaviors. The impact of the intervention on children’s social cognitions (but not on their interpersonal behaviors) varied by context. Specifically the positive effect of High Lessons was dampened for children in high-risk classrooms and neighborhoods. Implications for future research on developmental psychopathology in context and for the design of preventive interventions are discussed.

Allen, L., Jones, S.M., Seidman, E. & Aber, J.L. The Organization of Exposure to Violence Among Urban Adolescents: Clinical, Prevention, and Research Implications. In D.J. Flannery, & C.R. Huff (Eds.), Youth Violence: Prevention, Intervention, and Social Policy, (pp. 119-141). Washington, DC: American Psychiatric Press.
Abstract

Providing the latest research on effective prevention and intervention strategies for reducing youth violence, Youth Violence: Prevention, Intervention, and Social Policy is a comprehensive resource for dealing with both perpetrators and victims of violence and understanding the risk factors facing youth.

Greenberg, J., J. Lifshay, Van Devanter, N., Gonzales, V. & Celentano, D. Preventing HIV Infection: The effects of community linkages, time, and money on recruiting and retaining women in intervention groups. Journal of Women’s Health 1998; 7: 587-596.
Abstract

Few studies have addressed recruitment and retention of participants in preventive interventions directed at human immunodeficiency virus (HIV), and these generally have not focused on women. In this study, part of the Women in Group Support (WINGS) project, we examine the experience of three sites in recruiting 444 high-risk women for a small group intervention to reduce risky sexual behavior. The intervention included six structured sessions, followed by a continuing series of client-focused, drop-in sessions. Incentives for participants included child care, food, and transportation tokens. Attendees at each structured session also received a cash incentive of $10-$20. Forty-six percent of the women were recruited from community sources, 35% from clinics, and 19% from drug programs. Across all recruitment sources, almost a third of the women reported having had a sexually transmitted disease (STD) in the past year, 88%-94% reported a risky male partner (who, they believed, had sex with other partners or with sex workers, was an injecting drug user, or was HIV positive), and 10%-36% reported trading sex for money or drugs. During 18 months of recruitment, each site averaged 34 screening interviews monthly to secure 8 eligible women a month who completed baseline interviews and reported for randomization. The average number of paid sessions attended by participants was five of six (83%). Average attendance at unpaid sessions was 1 of 12 (8%). Key facilitators to recruitment and retention included linkages with community agencies and monetary incentives. Our findings suggest that researchers and community service providers need to explore alternative strategies to paying women for attending group sessions (e.g., incorporating group interventions into existing program requirements) and balance these against the costs and recruitment effectiveness.

Ickovics, J.R. & Yoshikawa, H. Preventive Interventions to Reduce Heterosexual HIV Risk for Women: Current Perspectives, Future Directions. AIDS, 12 (supplement A), S197-S207. .

Kersh, R. History of American Political Thought: Four Themes. German Marshall Fund/U.S. .

Kersh, R. Anti-Democratic Demos: Public Ignorance & Congress. Critical Review 1998, Volume 12 Number 4.
Abstract

In representing a fragmented pluralist polity, the U.S. Congress inevitably exhibits high levels of conflict and disagreement. Increasingly, the American public finds such conflict-the ordinary procedures of legislative democracy-distasteful. As members of Congress pay closer attention to approval ratings and other poll measures, their natural inclination may be to avoid legislating, especially on controversial issues. This response to the preference of the demos has profoundly antidemocratic implications.

Rodriguez-Garcia, R., Macinko, J. & Casas, J. (Eds.) From Humanitarian Assistance to Human Development. Washington, DC: Pan American Health Organization/WHO. .
Abstract

Civil, political and military conflict--Natural and man-made disasters--Poverty and human suffering...As the new millennium approaches, the need for humanitarian assistance in response to these global challenges endures. Complex humanitarian emergencies demand human, financial and material resources on an international scale. This presents the global community, and particularly the health sector, with a formidable and daunting task: Faced with limited resources, how can organizations and actors simultaneously meet immediate humanitarian needs while maintaining their commitment to long term human development? More specifically, how can humanitarian relief and sustainable human development efforts be linked? From Humanitarian Assistance to Human Development responds and reacts to this question by serving as a forum for distinguished members of the health and development arena to present issues, policies and innovative programs in response. Divided into three sections, the book examines the humanitarian assistance-human development continuum within the global-policy context of human development, reviews humanitarian assistance as a social phenomena, highlights country experiences in Rwanda and Bosnia, and discusses means of relieving human suffering and restoring infrastructure and health and social services in the aftermath of conflict. In this thought-provoking, informative volume, the perspectives, experiences and proposals of specialists from academic institutions, national and international agencies and non-governmental organizations are united to help inform future policy, inspire programmatic action and, ultimately, bridge the gap between humanitarian assistance and human development.

Seidman, E., Yoshikawa, H., Roberts, A., Chesir, D., Aber, J.L., Allen, L. & Friedman, J.L. The Influence of Structural and Experiential Neighborhood Factors and Developmental Stage on the Antisocial Behavior of Urban Adolescents in Poverty. Development and Psychopathology, 10, 259-282. View Publication
Abstract

This study explored the effects of structural and experiential neighborhood factors and developmental stage on antisocial behavior, among a sample of poor urban adolescents in New York City. Conceptually and empirically distinct profiles of neighborhood experience were derived from the data, based on measures of perceived neighborhood cohesion, poverty-related hassles, and involvement in neighborhood organizations and activities. Both the profiles of neighborhood experience and a measure of census-tract-level neighborhood hazard (poverty and violence) showed relationships to antisocial behavior. Contrary to expectation, higher levels of antisocial behavior were reported among adolescents residing in moderate-structural-risk neighborhoods than those in high-structural-risk neighborhoods. This effect held only for teens in middle (not early) adolescence and was stronger for teens perceiving their neighborhoods as hassling than for those who did not. Implications for future research and preventive intervention are discussed.

1997

Aber, J.L. Measuring Child Poverty for Use in Comparative Policy Analysis. In A. Ben- Arieh & H. Wintersberger (Eds.), Monitoring and Measuring the State of Children: Beyond Survival, (pp. 193-208). Eurosocial Report, 62. Vienna: European Centre for Social Welfare Policy and Research.

Aber, J.L., Gephart, M., Brooks-Gunn, J. & Connell, J. Development in Context: Implications for Studying Neighborhood Effects. In G. Duncan, J. Brooks-Gunn & J.L. Aber (Eds.), Neighborhood Poverty: Context and Consequences for Children, (pp. 44-61). New York: Russell Sage.

Brecher, C., Kane, S. & Mead, D. The State of Municipal Services in the 1990s: The New York City Department of Correction. Citizens Budget Commission, August. View Report
Abstract

This report is the first of a series assessing the performance of municipal agencies from 1990 to 1996, a period marked by fiscal austerity and retrenchment. The CBC concludes that the City improved the quality of living conditions in jails, but reduced the quality of some inmate services. Overall, the Department of Correction failed to improve efficiency despite some significant accomplishments.

Brooks-Gunn, J., Duncan, G. & Aber, J.L. (Eds.) Neighborhood Poverty II: Policy Implications for Studying Neighborhoods. New York: Russell Sage. View Book
Abstract

Volume II incorporates empirical data on neighborhood poverty into discussions of policy and program development. The contributors point to promising community initiatives and suggest methods to strengthen neighborhood-based service programs for children. Several essays analyze the conceptual and methodological issues surrounding the measurement of neighborhood characteristics. These essays focus on the need to expand scientific insight into urban poverty by drawing on broader pools of ethnographic, epidemiological, and quantitative data. Volume II explores the possibilities for a richer and more well-rounded understanding of neighborhood and poverty issues.

Brooks-Gunn, J., Duncan, G. & Aber, J.L. (Eds.) Neighborhood Poverty I: Context and Consequences for Children. New York: Russell Sage. View Book
Abstract

Drawing from national and city-based sources, Volume I reports the empirical evidence concerning the relationship between children and community. As the essays demonstrate, poverty entails a host of problems that affects the quality of educational, recreational, and child care services. Poor neighborhoods usually share other negative features--particularly racial segregation and a preponderance of single mother families--that may adversely affect children. Yet children are not equally susceptible to the pitfalls of deprived communities. Neighborhood has different effects depending on a child's age, race, and gender, while parenting techniques anda family's degree of community involvement also serve as mitigating factors.

Ellen, I.G. Welcome neighbors? Brookings Review, Winter 1997, Vol. 15 Issue 1, p18, 4p.
Abstract

Focuses on the author's idea of applying lessons learned from the experience of stable integrated neighborhoods to strengthen cities. Theories that explain why some mixed neighborhoods remain integrated; Testing the theory; Policy implications; How the real story about America's neighborhoods is less pessimistic and more dynamic than they tended to believe.

1996

Allen, L., Denner, J., Yoshikawa, H., Seidman, E. & Aber, J.L. Acculturation and Depression Among Latina Urban Girls. In B.J.R. Leadbeater & N. Way (Eds.), Urban Adolescent Girls: Resisting Stereotypes, Creating Identities (pp. 337-352). New York: New York University Press.

Conley, D. Getting it Together: Social and Institutional Obstacles to Getting off the Streets. Sociological Forum. 11: 25-40.
Abstract

Avoiding macrostructural or individualistic explanations as to why homeless individuals cannot get off the streets, this paper examines the social structure of street life as it impinges on a sample of homeless persons' chances of obtaining nonshelter housing. Specifically, by interviewing 42 homeless individuals about a housing grant offered by New York State and the possibility of obtaining shared housing arrangements with such a grant, this study documents possible ways in which the social relations homeless people have with institutions and each other may dash potential efforts to obtain nonshelter housing. The research finds that distrust of the homeless among landlords and a high level of contingency with respect to welfare cases interact with distrustful personal relations among the sample of homeless themselves to reduce the likelihood of successful utilization of the housing grant. Due to sample limitations, findings from this study cannot be generalized to all homeless; nonetheless they offer insight into a dynamic which may be similar to those at work among other homeless sub-populations as well.

Knitzer, J. & Aber, J.L. What a Difference a State Makes: Tracking the Well-Being of Young Children and Families. FOCUS, 18 (1), 49-51.

Light, P.C. Surviving Innovation: An Overview of the Minnesota Innovation Project. paper prepared for the annual meeting of the Association of Public Policy Analysis and Management, October 31.

1995

Aber, J.L., Brooks-Gunn, J. & Maynard, R. The Effects of Welfare Reform on Teenage Parents and Their Children. Future of Children, 5(2), 53-71.

Brecher, C. "Mayoralty" and "City Council". Kenneth T. Jackson, editor, Encyclopedia of New York City, Yale University Press.
Abstract

New York City is the biggest, oldest, most crowded, most historic, most ethnically diverse metropolis in the United States. Perhaps because of its vastness, no one before has attempted to compile a reference work that embraces all its aspects. Now here is a book as varied and exciting and all encompassing as the city itself--the definitive reference work on New York City.

Seidman, E., Allen, L., Aber, J.L., Mitchell, C., Feinman, J., Yoshikawa, H…. & Roper, G.C. Development and Validation of Adolescent Perceived Microsystem Scales: Social Support, Daily Hassles and Involvement. American Journal of Community Psychology, 23(3), 355-388.

Yoshikawa, H. Long-Term Effects of Early Childhood Programs on Social Outcomes and Delinquency. The Future of Children, 5(3), 51-75 (Special Issue: Long-Term Effects of Early Childhood Programs).

1994

Walters, J. Silver Valley People's Action Coalition. . View Report
Abstract

Barbara Miller and a coalition of local activists address the environmental and health consequence of 100 years of mining in Idaho's Silver Valley. They are up against the physical damage wrought by lead poisoning as well as community members' deep reluctance to speak out against the mining companies that had such a hold on the community. Undaunted, Miller and her colleagues pursue the following goals: ·Cleanup People's Homes: Since discovering the presence of lead in people's homes as well as is in the environment, the coalition expanded its cleanup demands. ·Build Public Credibility: Using door-to-door surveys, meeting with civic groups, and disseminating information about the scope of the pollution and its impacts, the coalition maintains the momentum for cleanup. ·Engage Groups, Including Government Agencies, Outside Of The Region: Once the coalition engaged Washington, going beyond the regional EPA office, it began to see results. ·Address Public Health Impacts: By establishing a health clinic and research center, the coalition enables community residents to manage the devastating effects of lead poisoning.

Walters, J. Coalition of African, Asian, European and Latino Immigrants of Illinois. . View Report
Abstract

Dale Asis and his colleagues have built a remarkable 19-member coalition in the wake of the 1996 federal immigration policy reforms. Cohesion now exists in a community where immigrant groups once worked in isolation. This includes a shared approach to some service delivery as well as policy strategies and intentional development of new immigrant leaders. Asis and CAAELII have used the following framework to build their coalition: Improve INS Services to Immigrants: An initial campaign to document INS shortcomings and recommend solutions brought diverse communities together with a passion. Include All Members Equally: Because of a genuine sense of inclusion and acceptance, members trust one another. Gathering and sharing cultural experiences has been remarkably simple and effective in building this trust. Address English Language Skills and Citizenship Testing: The coalition developed a Teacher's Toolbox for folding U.S. history, civics and fundamental rights into the everyday life of immigrants. This resource is widely used across ommunities as they all work to prepare immigrants to learn English or to pass citizenship tests. Cultivate Immigrant Leaders: CAAELII's Community Building Project prepares Community Ambassadors to address local and systemic problems.

Walters, J. Revitalizing a Community through Property Ownership. . View Report
Abstract

Ruth Wise and her colleagues have put their formerly disenfranchised neighborhood on the map. Through engaging community residents, buying property and creating sophisticated financial negotiations, they have brought long-sought sewers and home ownership to residents of New Road. Begun in 1992, the organization embraces the following approaches: Be Ambitious and Stick to It: New Road's pursuit of a "wild" $8 million revitalization plan shook up the entire community. When New Road bought large amounts of property from absentee landlords, it "gave them the hiccups," according to Wise. Importantly, the group gained essential leverage. Gain Allies: Through strategic partnerships with broad-based community development groups and foundations, Wise and her colleagues get both technical support and essential funding. Present a Truly United Front: New Road’s board and leadership represents all walks of New Road life, including youth. They meet regularly, welcome input and make themselves known to public officials. They've built true community ownership that policymakers cannot dismiss. Retain Autonomy: The organization, for example, turned down a half million dollars that would have restricted its ability to make decisions.

1993

Schwartz, A.E. Individual production, community characteristics and the provision of local public services. Journal of Public Economics, Feb 93, Vol. 50 Issue 2, p277, 13p.
Abstract

Suggests a method of indexing local public services using community characteristics to allow the isolation of movements in prices and quantities from expenditure data. Differences in individual production functions for commodities where both private goods and community characteristics are inputs of production; Impact of government activities on community characteristics and production.

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Wagner Alumni Across the USA: Boston Alumni Happy Hour01/29/2009
Dr. Martin Luther King Jr., Race, and Post-Election America: The Fulfillment of the Dream?01/23/2009
Global AIDS in Our Global Community: HIV/AIDS Organizations in NYC12/03/2008
Leadership Learning Circle: Advancing Leaders of Color through Leadership Development11/18/2008
Voting Rights and Marginalized Communities10/27/2008
Remembering Walter Stafford: A Celebration of Service, Scholarship and Activism10/12/2008
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Courses

NbrCourse Title
4632 Planning Healthy Neighborhoods
P11.2670 Land Use, Housing and Community Development Seminar
P11.4638 Housing and Community Development Policy
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